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RegTech Summit New York

21 November, 2024

21 November, 2024

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York
Book now Add to Calendar
21 November, 2024

Countdown

Location

@Ease, 7th Floor, 605 Third Avenue, New York
Book now Add to Calendar

Where Innovation Meets Compliance

Now in its 8th year, the RegTech Summit NYC will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to innovate the compliance function and response.

AI driven technologies are transforming compliance and opening up huge potential for compliance innovation, productivity gains and cost efficiencies.  Now is the time to invest for the future.

Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

2024 Topics include:

  • A Regulator’s perspective on AI
  • Leveraging Generative AI and Large Language Models for regulatory compliance
  • Adopting a holistic approach to regulatory change management
  • How to set up your data management platform to meet the requirements of BCBS239
  • Best practice approaches to data management for regulatory reporting
  • Impact of the Basel III Endgame on capital markets
  • How to build a flexible and agile reporting platform to meet future requirements
  • Managing regulatory expectations and best practices for fighting financial crime
  • Addressing financial crime and AML with RegTech
  • Best practices for eComms and multi-channel surveillance
  • The future of post trade – Next steps after T+1
See full agenda

Meet the speakers & advisory board

Haimera Workie Vice President and Head of Financial Innovation
FINRA
Stan Yakoff RegTech Advisor and Law Professor
Alex Ford Co-Founder
Women in RegTech in New York
Non Executive Director The RegTech Association
Iro Tasitisomi Head of Investments Data Science
T.Rowe Price
Erin Preston CCO
Wedbush Securities and Asset Management
Mary Ann Callahan Senior Policy Advisor
U.S Securities and Exchange Commission (SEC)
Anuj Agarwal Director - Head of Data Governance and Data Quality
SMBC Corporation
Dessa Glasser Principal
Financial Risk Group, Inc
Joshua Beaton Head of Non-Financial Regulatory Reporting
Wells Fargo
Kai Schrimpf Head of Monitoring and Screening Controls
Morgan Stanley
Kenneth Lamar Principal Partner
Lamar Associates LLC
Cheryl Benoit Executive Director - Operational Risk
Mizuho
Sateesh Kumar Challa Head of Digital Transformation Office
Societe Generale
Anand Narayanan Head of Regulatory Change Management
SMBC Corporation
Jen-Larie Tumminello Executive Director, Global Finance, Policy, Compliance & Conduct Risk
Morgan Stanley
Vijayaraj Krishnasamy Senior Product Specialist
State Street
Susie MacKenzie Head of Legal and Regulatory Analysis
Corlytics
Vall Herard Co-founder & CEO
Saifr
Emma Kalliomaki Managing Director
Derivatives Service Bureau (DSB)
Uday Kamath Chief Analytics Officer
Smarsh
Patrick Palomo VP, Solutions Engineering
Smarsh
Garth Landers Director of Global Product Marketing
Theta Lake
Rachna Srivastava Head of Product, AI, Data & Platform
Symphony
Peter Kenny
 Managing Director
ACA Group
Tony Brownlee President, Chief Revenue Officer
Kingland
Alex Olson Executive Vice President
Kingland
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us speakers@a-teamgroup.com
See all speakers

“We had a fantastic time at the RegTech Summit in New York. It felt like a great nexus for the industry and was the perfect place for us to bring our trade delegation of cutting-edge UK RegTech firms to the US. The A-Team Group did an excellent job organizing this event and we look forward to having a DIT presence at more of their events in the future.”
Ross Allen, Director of Department for International Trade North America

Meet the sponsors

Become a sponsor

Contact Jo Webb

Location

@Ease, 7th Floor, 605 Third Avenue

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