TradingTech Insight Trade Surveillance The latest content from across the platform
Upcoming Webinar: Smart Trader Desktops: Placing UX at the front and centre of the trading workflow
Date: 15 October 2024 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Trading strategy is in place, the technology stack is optimised and the trading team is highly skilled – but what about the user experience? Whatever the stack, the desktop, the trading apps and their functionality, a trading platform is…
SEC Charges 26 Financial Firms for Record-Keeping Failures, Resulting in $392.75 Million in Penalties
The U.S. Securities and Exchange Commission (SEC) has taken enforcement action against 26 broker-dealers, investment advisers, and dually-registered firms for widespread violations in maintaining and preserving electronic communications. The charges highlight longstanding failures by these firms to comply with federal record-keeping requirements. The implicated firms admitted to the facts outlined in the SEC orders, acknowledging…
Eventus Partners with ANCORD to Offer Validus Trade Surveillance Platform to Brazilian Brokers
Eventus, the trade surveillance and financial risk solutions vendor, has entered a partnership with ANCORD, Brazil’s National Association of Securities, Foreign Exchange and Commodities Brokers and Dealers. Through the collaboration, Eventus’ Validus platform will be accessible to ANCORD members, enabling them to implement a comprehensive trade surveillance solution tailored to their specific needs. The partnership…
Abaxx Exchange Selects Eventus for Trade Surveillance
Abaxx Exchange, a new marketplace based in Singapore, has chosen Eventus to provide its trade surveillance platform. Abaxx Exchange commenced trading on June 28, 2024, offering global futures on energy, metals, and other energy transition-focused commodities, starting with liquified natural gas (LNG) and carbon, with plans to introduce battery metals soon. Abaxx Exchange, under the…
Trading Technologies Unveils Futures TCA and Multi-Asset Trade Surveillance Solutions
Capital markets technology provider Trading Technologies International, Inc. (TT), has introduced two new offerings to its solution suite, enhancing its Data & Analytics and Compliance business lines: TT Trade Surveillance and TT Futures TCA. TT Trade Surveillance, powered by TT’s proprietary SCORE machine learning algorithm, expands the company’s surveillance capabilities across multiple asset classes, including…
Building the Future of Trade Surveillance: A Conversation with Eventus CEO Travis Schwab
Eventus, the trade surveillance and financial risk solutions vendor, is currently experiencing a strong growth phase, marked by nearly perfect customer retention rates, expansion across various asset classes and geographies, and consistently positive reviews of its platform. The company, which just reported a 25% increase in its client base over the past year, has recently…
A-Team Group Announces Winners of TradingTech Insight Awards USA 2024
A-Team Group has announced the winners of its TradingTech Insight Awards USA 2024. These awards recognise excellence in trading solutions, services and consultancy for capital markets, and focus on vendors providing exceptional trading infrastructure, trading technology, and data solutions. The awards were presented during a celebratory drinks reception after the close of A-Team Group’s TradingTech…
Nasdaq Unveils AI-Powered Feature to Enhance Market Surveillance
Nasdaq has integrated a new AI-powered feature within its Market Surveillance technology, aimed at significantly enhancing the quality, speed, and efficiency of market abuse investigations. The solution utilises generative AI (GenAI) to streamline the investigative procedures around suspected market manipulation and insider trading, enabling more effective monitoring and detection of potential market abuse. With proof-of-concept…
Exactpro Wins Award for Most Innovative Professional Development Initiative in A-Team Group Innovation Awards 2024
Exactpro has won the award for Most Innovative Professional Development Initiative in A-Team Group’s Innovation Awards 2024. These annual awards celebrate innovative projects and teams across vendor and practitioner communities that make use of new and emerging technologies and techniques to deliver high-value solutions for financial institutions in capital markets. Exactpro’s professional development initiative was selected as an…
A-Team Group Names Winners of Innovation Awards 2024
A-Team Group has named the winners of its prestigious Innovation Awards 2024. The awards celebrate innovative projects and teams across vendor and practitioner communities that make use of new and emerging technologies to deliver high-value solutions for financial institutions in capital markets with a focus on data management, trading technology, RegTech or ESG. This year’s…