RegTech Summit New York
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Registration & networking with sponsors
Opening and Welcome
Adrian Sharp, RegTech Insight Editor, A-Team Group
Regulator Keynote: A Regulator’s perspective on AI
Haimera Workie, Vice President and Head of Financial Innovation, FINRA – Office of Financial Innovation
Panel: How to leverage Generative AI and Large Language Models (LLMs) for regulatory compliance
Iro Tasitisiomi, Head of investments Data Science, T.Rowe Price
Erin Preston, CCO, Wedbush Securities and Asset Management
Vall Herard, CEO, Saifr
Uday Kamath, Chief Analytics Officer, Smarsh
Rachna Srivastava, Head of Product, AI, Data & Platform, Symphony
Keynote
Networking break with sponsors
Panel: Adopting a holistic approach to regulatory change management
Sateesh Kumar Challa, Head of Digital Transformation Office, Societe Generale
Anand Narayanan, Head of Regulatory Change Management, SMBC Corporation
Jen-Larie Tumminello, Executive Director, Global Finance, Policy & Conduct Risk, Morgan Stanley
Susie MacKenzie, Head of Legal and Regulatory Analysis, Corlytics
Panel: Best practice approaches to data management for streamlined regulatory reporting
Moderator: Ken Lamar, Principal Partner, Lamar Associates LLC
Cheryl Benoit, Executive Director – Operational Risk, Mizuho
Anuj Agarwal, Director – Head of Data Governance and Data Quality, SMBC Corporation
Vijayaraj Krishnasamy, Senior Product Specialist, State Street
Emma Kalliomaki, Managing Director, Derivatives Service Bureau
Alex Olson, Executive Vice President, Kingland
Keynote: Tony Brownlee, President, Chief Revenue Officer, Kingland
Lunch and networking with sponsors
Panel: Communication surveillance: what’s new, what’s changed, why’s this still broken?
Moderator: Adrian Sharp, RegTech Editor, A-Team Group
Stan Yakoff, RegTech Advisor and Law Professor
Patrick Palomo, VP, Solutions Engineering, Smarsh
Garth Landers, Director of Global Product Marketing, Theta Lake
Peter Kenny, Managing Director, ACA Group
Panel: How to build a flexible and agile reporting platform to meet future requirements
Moderator: Dessa Glasser, Principal, Financial Risk Group, Inc
Joshua Beaton, Head of Non-Financial Regulatory Reporting (NFRR), Wells Fargo
Keynote
Afternoon break and networking with sponsors
Keynote: The future of post trade – Next steps after T+1
Mary Ann Callahan, Senior Policy Advisor, U.S Securities and Exchange Commission (SEC)
Panel: Addressing financial crime and AML with RegTech
Moderator: Alex Ford, Co-Founder, Women in RegTech New York
Krishna Nair, Head of AML, KYC, Electronic Communication, Trade Compliance Technologies, MUFG
Kai Schrimpf, Head of Monitoring and Screening Controls, Morgan Stanley
Networking Drinks & RegTech Insight Awards USA Ceremony
Ends
Now in its 8th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
The AI in Capital Markets Summit will explore current and emerging trends in AI, the potential of Generative AI and LLMs and how AI can be applied for efficiencies and business value across a number of use cases, in the front and back office of financial institutions. The agenda will explore the risks and challenges of adopting AI and the foundational technologies and data management capabilities that underpin successful deployment.