Recorded Webinar: Best practices for regulatory reporting
Regulatory reporting is a repetitive, time consuming and expensive business. At its best it requires robust data governance, automated data collection and reporting, standardised reporting formats, a centralised reporting system and a means to monitor and review regulatory change. Nothing new here – but there are emerging approaches and technologies that could lighten the load.
This webinar will review the state-of-play in regulatory reporting and highlight current challenges and solutions. Moving on, it will discuss next-generation best practices and solutions, such as high frequency data, domain trade data, AI and machine learning, and provide practical guidance on implementation. Finally, it will consider the operational and business benefits of moving forward with regulatory reporting.
Listen to the webinar to find out about:
- The state-of-play in regulatory reporting
- Why firms need to take a new approach
- Useful technologies, services and solutions
- Practical guidance on implementation
- Operational and business benefits
Speakers:
More about our speakers:
Joshua Beaton
Head of Non-Financial Regulatory Reporting (NFRR)
Wells Fargo
Josh is an Executive Director at Wells Fargo where he manages the NFRR (non-
financial regulatory reporting) team. Previously he spent 13 years at Morgan Stanley in a number of roles including managing the firm’s NA TTRO (trade and transaction reporting operations) team and serving as the ISG Product Operations COO. Josh also worked in line and project roles in derivative operations at Goldman Sachs and Barclays Capital.
Before joining the financial services industry, Josh worked for 5 years as a developer at dot-com startups in New York and Boston. Josh earned a BS in Psychobiology from Yale University in 1997 and an MBA from NYU Stern School of Business in 2004. His extracurricular activities include serving as Treasurer and a board member of Geeks Rule, a non-profit dedicated to increasing STEM education access in underserved communities. He and his wife have two children and live in Connecticut.
Jehangir Abdulla
Head of Back Office Development
Schonfeld Strategic Advisors LLC
Jehangir is a technologist, a former entrepreneur, and a Wall Street veteran. Over the years he’s held senior leadership positions at various hedge funds and investment banks. He has also built and sold his hedge fund technology focused startup that achieved profitability from the first year. During this time, he has built several based real time systems that were the backbone of Trading, Pricing, Position Management, Reconciliation, Compliance and Accounting. The systems, Jehangir built, helped achieve savings by optimizing execution costs; improving accuracy, speed and reliability of data; and efficiently using licensing fees.
Jehangir is also a champion for animal rights, education for street children and gender equality. He is an avid reader and likes to experience different cultures by travelling around the globe. This has enriched his perspective by having a global outlook when helping his stakeholders and clients.
Fausto Marseglia
Head of Product Management, FRTB and Regulatory Propositions
LSEG Data & Analytics
Fausto leads the product management function for several regulatory propositions including the FRTB regulation. He is responsible for defining and building new and innovative business propositions around financial regulations and compliance. Fausto has 20+ years of experience in the financial services and capital markets industry.
Paul Rennison
Director, Corporate Strategy
deltaconX
Paul is a RegTech industry veteran with 25 years of experience gained working for the likes of the London Stock Exchange, Trayport, FIS and now with the Swiss Regulatory Transaction Reporting specialists, deltaconX. His current role focuses on extending deltaconX’s product and customer base into new markets globally.
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