About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Podcasts

Podcast: Creating a Regulatory Change Management Framework

Subscribe to our newsletter

Join us for another in-depth A-Team Group Podcast, as we explore the best ways to create a robust regulatory change management framework to manage risk and navigate change.

The Podcast explores how firms are developing capabilities to help anticipate risk, track and analyse regulatory updates. It reviews progress towards standards-based semantic technologies and machine-readable texts for interpreting regulatory change from the regulators and market participants, and discusses how to ensure a robust compliance framework by creating a common regulatory taxonomy.

Recorded at the recent A-Team Group RegTech Summit held in New York on the 15th November 2018, the panel discussion is moderated by Breana Patel, Founder & CEO of Bonova Advisory Group.

Panellists include Paul Barkan, Chief Risk Officer at Newtown Savings Bank; Charmian Simmons, Risk Expert at Refinitiv; Wesley Moore, Executive Director and Founder at Quarule; and Tim Sweeney, SVP for North America at Corlytics.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practices for compliance with EU Market Abuse Regulation

EU Market Abuse Regulation (MAR) came into force in July 2016, rescinding the previous Market Abuse Directive and replacing it with a significantly extended scope of regulatory obligations. Eight years later, and amid constant change in capital markets regulation, technology and culture, financial institutions continue to struggle to stay on the right side of the...

BLOG

NICE Actimize ARCHIVE-X Offers Single Source Regulatory Record Keeping

NICE Actimize has released ARCHIVE-X, a cloud-based, all communications archiving and records management solution that provides buy-side, sell-side and online trading platforms with one solution to support regulatory requirements for communications archiving and records management. The aim is to help financial institutions achieve more robust records lifecycle management and reduce compliance risk by archiving all...

EVENT

TradingTech Summit MENA

The inaugural TradingTech Summit MENA takes place in November and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions in the region.

GUIDE

Trading Regulations Handbook 2021

In these unprecedented times, a carefully crafted trading infrastructure is crucial for capital markets participants. Yet, the impact of trading regulations on infrastructure can be difficult to manage. The Trading Regulations Handbook 2021 can help. It provides all the essentials you need to know about regulations impacting trading operations, data and technology. A-Team Group’s Trading...